OGExamPrepEthical and Professional Standards — Level 2
Practice by Standard
Choose a specific standard to practise.
GIPSGlobal Investment Performance Standards2 questions›I(A)Knowledge of the Law1 questions›I(B)Independence and Objectivity2 questions›I(C)Misrepresentation3 questions›I(D)Misconduct1 questions›II(A)Material Nonpublic Information3 questions›II(B)Market Manipulation2 questions›III(A)Loyalty, Prudence, and Care2 questions›III(B)Fair Dealing1 questions›III(C)Suitability1 questions›III(D)Performance Presentation1 questions›III(E)Preservation of Confidentiality1 questions›IV(A)Loyalty to Employer2 questions›IV(B)Additional Compensation Arrangements1 questions›IV(C)Responsibilities of Supervisors2 questions›V(A)Diligence and Reasonable Basis2 questions›V(B)Communication with Clients and Prospective Clients1 questions›V(C)Record Retention1 questions›VI(A)Disclosure of Conflicts2 questions›VI(B)Priority of Transactions2 questions›VI(C)Referral Fees1 questions›VII(A)Conduct as Participants in CFA Institute Programs1 questions›VII(B)Reference to CFA Institute, the CFA Designation, and the CFA Program2 questions›