OGExamPrepEthics and Professional Standards
Practice by Standard
Choose a specific standard to practise.
CodeCode of Ethics21 questions›I(A)Knowledge of the Law19 questions›I(B)Independence and Objectivity19 questions›I(C)Misrepresentation19 questions›I(D)Misconduct17 questions›II(A)Material Nonpublic Information19 questions›II(B)Market Manipulation17 questions›III(A)Loyalty, Prudence, and Care19 questions›III(B)Fair Dealing16 questions›III(C)Suitability20 questions›III(D)Performance Presentation16 questions›III(E)Preservation of Confidentiality16 questions›IV(A)Loyalty19 questions›IV(B)Additional Compensation Arrangements16 questions›IV(C)Responsibilities of Supervisors16 questions›V(A)Diligence and Reasonable Basis16 questions›V(B)Communication with Clients and Prospective Clients16 questions›V(C)Record Retention16 questions›VI(A)Disclosure of Conflicts17 questions›VI(B)Priority of Transactions18 questions›VI(C)Referral Fees16 questions›VII(A)Conduct as Members and Candidates in the CFA Program16 questions›VII(B)Reference to CFA Institute, the CFA Designation, and the CFA Program16 questions›